0 visitor like this article | Viewed 2529 times | 0 comment
Summary: As cyberattacks continue to grow in sophistication and global scope, protecting clients’ sensitive financial information from hackers—while adhering to evolving financial services industry regulations—is more critical than ever. Broker/dealers and registered investment advisors (RIAs) that suffer data breaches are not only subject to regulatory fines and investigations but also to permanent damage to their reputations.
0 visitor like this article | Viewed 2945 times | 0 comment
Summary: Over 90 advisors responded to a survey I conducted earlier this year with Advisor Perspectives. Here are the important insights into which activities help find new business for RIAs and IBDs.
0 visitor like this article | Viewed 2763 times | 0 comment
Summary: Regulation can be just as much a friend of the advisory industry as an enemy — as long as firms can keep an open dialogue with regulators and a steady eye on the future.
0 visitor like this article | Viewed 2581 times | 0 comment
Summary: Certainly one of the most prevalent ways to thank your clientele for their business and promote new business opportunities for your practice is to host the ever-popular client appreciation event.
0 visitor like this article | Viewed 2743 times | 0 comment
Summary: Financial adviser Dewey Engelsma perfected his time-management skills by investing in technology and parceling out his day.
