From Financial Planning
Added on December 2015 in Join an RIA
1 visitor like this article | Viewed 3385 times | 0 comment
Summary: For advisors considering the RIA space, a few lessons learned on the client side are key to a successful transition.
From InvestmentNews
Added on December 2015 in Join an RIA
1 visitor like this article | Viewed 3094 times | 0 comment
Summary: Financial advisers are earning a pretty penny, even though most haven’t seen much of a leap in compensation over the past two years. But it isn’t just advisers pulling down six figures — high-paid administrative executives and technical specialists abound at the modern advisory firm.
From On Wall Street
Added on December 2015 in Join an RIA
1 visitor like this article | Viewed 3140 times | 0 comment
Summary: This year brought some of the biggest moves in recent memory. On Wall Street reported more than two dozen teams managing $1 billion or more in client assets switched firms. By comparison, less than 10 such teams made a move last year.
From WealthManagement.com
0 visitor like this article | Viewed 3884 times | 0 comment
Summary: Many so-called experts have given their 2016 predictions: “Brace yourself for volatility,” “Be prepared for a downturn,” and so on. All are focused on the short term. Financial gurus such as Larry Fink and Warren Buffett are long-term thinkers. In fact, Fink has been on a crusade against short-term thinking, which he refers to as “short-termism.”
From InvestmentNews
Added on December 2015 in Form an RIA
0 visitor like this article | Viewed 3189 times | 0 comment
Summary: Fiduciary duty could finally come to fruition next year.The Labor Department is poised to release a final rule in the spring that would require financial advisers to act in the best interests of their clients when dealing with retirement accounts. Meanwhile, the Securities and Exchange Commission has put a similar proposal for retail investment advice on its regulatory agenda.
