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Key Tech Steps for RIAs Working From Home

Added on April 2020 in Manage Your Practice
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Summary: There are five key guidelines for RIAs to follow while working remotely from home during the coronavirus pandemic, according to Wes Stillman, CEO of RightSize Solutions, a provider of cloud-based cybersecurity and IT management solutions for the RIA industry.

How a Top Advisor Is Communicating in a Crisis

Added on April 2020 in Manage Your Practice
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Summary: Catherine Valega is a fluent in both numbers and multiple languages. In fact, if she hadn’t started her career on the Lehman Brothers bond trading floor, she might have been a full-time linguist.

Prospecting in a time of crisis

Added on March 2020 in Manage Your Practice
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Summary: Can financial advisors achieve net organic client growth in a time of crisis?Yes, RIA executives say: by deftly handling inbound inquiries and judiciously strategizing outbound marketing and prospecting.

WEBINAR: Cyber Security Work-from-Home Best Practices

Added on March 2020 in Manage Your Practice
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Tuesday, March 31st at 2pm ET / 1pm CT / 11 am PT

In this educational webinar, we will discuss why best tech management practices become even more critical in the evolving work-from-home business environment.  Learn more

Topics addressed include:

  • Contingency/Continuity planning
  • Managing work-from-home issues
  • Phishing email scams
  • Resources for RIAs and their clients

Register Here

Remote oversight could introduce hurdles for advisers, regulators

Added on March 2020 in Manage Your Practice
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Summary: If securities regulators and advisers work from home for an extended period, it will change the look and feel of oversight and create drawbacks for both groups.

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