Added on February 2016 in Form an RIA
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Summary: my blog about going independent back in October 2013, I created a fictitious place called Independence and I created a packing list for all those headed there. The last instruction in my guide was “if you need anything else, you can pick it up when you get to Independence.” Now after two-and-a-half years in Independence, I know what additional items I need to buy.
Added on February 2016 in Form an RIA
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Summary: In the escalating battle for control of the technology hub used by registered investment advisors, Fidelity Investments has a new weapon that may turn the tides.
Added on February 2016 in Form an RIA
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Summary: Almost every financial advisor contemplates whether or not to break away from a traditional wirehouse or brokerage firm and establish an independent advisory practice. In this three-part series, we hope to help advisors make the best decision for their business and clients. This first installment reviews the primary concerns about whether independence is right for you: access to client solutions, simplicity in day-to-day business and compensation earned by you, the advisor.
Added on February 2016 in Form an RIA
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Summary: A move by the Securities and Exchange Commission to beef up oversight of registered investment advisers probably will not stop the agency's effort to establish third-party examiners as well
Added on January 2016 in Form an RIA
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Summary: The inherent beauty of the investment management profession is its applicability to all people. Investing requires a global perspective, and it transcends cultural, social, and economic boundaries.
