 With the sophistication of investors nowadays, they’re demanding these kinds of expectations from advisors. We’re seeing increased testing across the board.”Enrique Alvarez, a senior principal consultant for ACA Compliance Group
|
Cybersecurity Tops List of Compliance Concerns in New Survey
Patrick Donachie | WealthManagement.com, July 2019
Read the article online >
Summary: For the sixth-straight year cybersecurity remained the top compliance focus among advisory firms, according to a new survey from the Investment Adviser Association and ACA Compliance Group. Among respondents, 83% considered cybersecurity the “hottest” topic in compliance, far outpacing advertising (at 28%) and privacy (at 23%).
Be the first to comment on this Article
