 "It's now more important than ever for brokers who plan to go independent to understand the choreography of a move and what they can and cannot do."Tim Oden, senior managing director of business development at Schwab Advisor Services. |
'New RIAs are happier and prospering, says Schwab study'
InvestmentNews | InvestmentNews, March 2018
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Summary: Registered representatives who recently jumped ship from a brokerage firm and dived into the RIA registered investment adviser channel are happier and doing better financially than they were at their old firms, a new study from Schwab finds.
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