The purchase or sale of an investment advisory firm raises numerous complex legal and compliance issues. To ensure a successful transaction, all such issues should be properly and fully addressed in a purchase agreement.  Failing to address these issues during negotiations or in the final agreement can be costly to both the buyer and seller, and can expose both parties to unnecessary risk.  Experienced legal counsel should be retained.     Noel Goudreau and Steven Rotunno of Miller Canfield, a law firm based in Chicago, created this brief overview. www.millercanfield.com

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