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Early Ensemble Firm, Savannah, GA Area
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Profile #: 678229
Membership Level: Basic
Last Login : 02/11/21, 02:46 PM
My Story
We have grown steadily through organic growth, but are looking to accelerate our growth by adding additional advisors, purchasing a book of business or expansion into existing or new markets through acquisition of entire firms. Our firm has a very service and value added focus and we use individual stocks and bonds to work with each client to meet their specific needs. Always a fiduciary.
Personal Information
Advisor For: 10+ Years
Age range: 41-50
Role in Practice: Producing Owner
Non-solicitation agreement with current employer? No
Non-compete agreement with current employer? No
Professional Affiliations: No affiliations
Securities Licenses Held: Series 65
Securities Licenses Held at:
- Independent RIA
Degrees held:
- B.S. Finance, 1990, Auburn University, Auburn, Alabama
- M.S. Personal Fin. Planning, 1997, Georgia State University, Atlanta, Georgia
Practice Information
This profile represents: A team, ensemble or firm
This person or firm is classified as: A fee-only independent RIA
Incorporation Status: S-Corp
Incorporated in: SC
Geographic location serviced: Regional
RIA Assets Under Management: $100 million - $199 million
BD Assets Under Advisement: Less than $25 million
Number of Owners in Practice: 1
Number of Advisors in Practice including owner: 2
Number of Non-producing staff: 1
Sources of the firm's revenue: 100% Fee based revenue
The owners are compensated by: Fees + ownership profits
The non-owner advisors are compensated by: Fees only
Compensation Breakdown: 100% Fee based revenue
You clients pay you based on: % of AUM, Hourly Charges, Fixed Fees
The RIA is registered with the: SEC
